Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Littmann is a registered representative with UBS Financial Services Inc. He has been in the financial services industry since January 2012. Edward has extensive experience working with high-net-worth individuals, corporations, and pension plans. Edward is registered in Oregon and Texas and holds the Series 7, 7TO, 86, 87, 63 and 66 licenses. Prior to joining UBS Financial Services Inc., Edward was employed by William Blair & Company L.L.C. and Mesirow Financial, Inc. Edward is a highly qualified financial advisor with a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
08/27/2024 - Present
UBS Financial Services Inc. (BEND OR)
IL
05/15/2006 - 08/22/2016
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
02/09/2004 - 05/17/2006
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BOTH
Issued 08/27/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/30/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/28/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Edward Littmann is the right advisor for you? Invested Better is here to help.
