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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Randall IV is a financial advisor with U.S. Capital Wealth Advisors, LLC. Edward has been in the financial industry since 1997, and has worked at several firms, including UBS Financial Services Inc., Pembroke Financial Partners LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Edward is registered as a financial advisor in Texas and California, and holds the Series 7, Series 63, Series 65, and Series 66 licenses. Edward is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
03/24/2009 - 11/05/2010
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
04/19/2005 - 04/11/2007
PEMBROKE FINANCIAL PARTNERS LLC (HOUSTON TX)
NJ
08/14/1998 - 04/18/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/12/1997 - 08/20/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/20/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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