Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Railey is a financial advisor who has been active in the industry since 1984. Edward is registered with Wells Fargo Clearing Services, LLC, and has previously been registered with UBS Financial Services Inc., Morgan Stanley, Citigroup Global Markets Inc., First Union Securities, Inc., and First Union Capital Markets Corp. Edward is currently registered as an Investment Advisor Representative (IAR) in Florida, Maryland, and Texas. Edward holds the Series 7 and Series 65 licenses as well as the SIE certification. Edward Railey has been registered with the Securities and Exchange Commission (SEC) and has an active broker-dealer (BD) and investment advisor (IA) registration. Edward has experience working with high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
12/04/2023 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
MD
08/28/2014 - 12/13/2023
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
MD
06/01/2009 - 09/15/2014
MORGAN STANLEY (BETHESDA MD)
MD
03/16/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BETHESDA MD)
MD
03/31/2000 - 03/28/2007
UBS FINANCIAL SERVICES INC. (BETHESDA MD)
MO
10/01/1999 - 04/18/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/26/1984 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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