Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Nicolai is a financial advisor registered with Schwab Wealth Advisory, Inc. Edward has over 10 years of experience in the financial industry. Edward works with clients in Indianapolis, IN and across many states. Edward is able to offer financial planning, portfolio management for businesses, and portfolio management for individuals. Edward has a Series 7, 6, 63, 65, 9, and 10 and a SIE. Edward was previously registered with J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
IN
12/14/2022 - Present
Schwab Wealth Advisory, Inc. (Indianapolis IN)
NY
04/18/2017 - 12/01/2022
J.P. MORGAN SECURITIES LLC (New York NY)
CA
11/24/2015 - 04/21/2017
BANCWEST INVESTMENT SERVICES, INC. (SOUTH GATE CA)
CA
06/29/2013 - 11/12/2015
J.P. MORGAN SECURITIES LLC (GLENDALE CA)
IA
Issued 01/14/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/30/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/28/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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