Unclaimed
Edward Philip Hobbie is a financial advisor with AQR Investments, LLC. Edward has been in the financial industry for over 25 years. Edward has experience in various financial firms including NEUBERGER BERMAN LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Edward holds FINRA Series 3, 7, 31, and SIE licenses as well as the Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/02/2019 - Present
AQR Investments, LLC (Greenwich CT)
CT
10/28/2015 - 12/31/2018
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
NY
11/17/2000 - 09/16/2015
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
11/13/2000 - 09/16/2015
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
NY
10/20/1998 - 12/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
11/13/1995 - 05/04/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/13/1995 - 05/04/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
02/23/1994 - 08/09/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/29/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 02/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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