Unclaimed
Edward Keating has been a registered representative since June 2002. Edward currently works for Lazard Asset Management Securities LLC, previously working for Lazard Frères & Co. LLC. Edward Keating has passed the Series 66, Series 7 and SIE exams and is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2004 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
02/26/2004 - 04/01/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
06/21/2002 - 12/31/2002
LAZARD FRERES & CO. LLC (NEW YORK NY)
BOTH
Issued 08/05/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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