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Edward Paul Frost

Stephens

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About Edward Paul Frost

Edward Paul Frost is a financial advisor with Stephens. Edward Paul Frost has been in the industry since January 7, 1995, with experience in various firms including HORNOR, TOWNSEND & KENT, INC., and ROYAL ALLIANCE ASSOCIATES, INC. Edward Paul Frost is currently registered in Arkansas, and Texas as a registered investment advisor representative.

Firm Information

Edward Frost is currently registered with Stephens. Stephens is a Corporation headquartered in LITTLE ROCK, AR, United States. Founded in 1987, the firm provides a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. Stephens has a strong track record of success with over $14.7 billion in regulatory assets under management and a diverse client base. The firm also operates a wrap fee program and has a strong presence across the United States.
Stephens

111 CENTER ST

LITTLE ROCK, AR 72201

$14.78B

Assets Under Management

180

Total Clients

495

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Edward Frost’s Registration & Firm History

AR

04/10/2014 - Present

Stephens (Pangburn AR)

PA

02/17/1998 - 10/08/1999

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

AZ

04/25/1996 - 02/23/1998

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

05/13/1994 - 08/28/1995

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 10/12/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/23/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/1999

Series 7 - General Securities Representative Examination

BC

Issued 05/12/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Edward Paul Frost. Review regulatory record here.
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