Unclaimed
Edward Patrick Oconnor is a financial professional with over 30 years of experience in the industry. Currently, Edward is registered with TP Icap Global Markets Americas LLC. Prior to that, Edward was registered with TULLETT PREBON FINANCIAL SERVICES LLC, MURPHY & DURIEU, and BROUNOFF, CLAIRE & CO., INC.. Edward holds the Series 63, SIE, and Series 7 licenses. Edward has been registered with the state of New York since 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
01/05/2015 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
04/15/1991 - 01/06/2015
MURPHY & DURIEU (NEW YORK NY)
NA
02/21/1986 - 03/27/1991
BROUNOFF, CLAIRE & CO., INC.
BC
Issued 06/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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