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Edward Patrick Oconnor

TP Icap Global Markets Americas LLC

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About Edward Patrick Oconnor

Edward Patrick Oconnor is a financial professional with over 30 years of experience in the industry. Currently, Edward is registered with TP Icap Global Markets Americas LLC. Prior to that, Edward was registered with TULLETT PREBON FINANCIAL SERVICES LLC, MURPHY & DURIEU, and BROUNOFF, CLAIRE & CO., INC.. Edward holds the Series 63, SIE, and Series 7 licenses. Edward has been registered with the state of New York since 2023.

Firm Information

Edward Oconnor is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Oconnor’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

01/05/2015 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

04/15/1991 - 01/06/2015

MURPHY & DURIEU (NEW YORK NY)

NA

02/21/1986 - 03/27/1991

BROUNOFF, CLAIRE & CO., INC.

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Licenses & Designations

BC

Issued 06/19/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Edward Patrick Oconnor.
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