Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Oldham is a financial advisor currently registered with Neuberger Berman BD LLC. Edward has been in the financial services industry since July 2002, providing a wealth of experience to clients. Edward has a diverse background, having previously worked at several other financial institutions including J.P. Morgan Securities Inc., Chase Investment Services Corp., Brown & Company Securities Corporation, First Republic Group, LLC and Dalton Kent Securities Group, Inc. Edward holds several industry licenses including Series 4, Series 7, Series 9, Series 10, Series 24 and Series 63 and 66. Edward is licensed to provide investment advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/31/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
05/11/2005 - 03/21/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
09/30/2003 - 01/04/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MA
02/25/2000 - 06/01/2001
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NY
11/16/1999 - 02/11/2000
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
NY
10/01/1999 - 11/04/1999
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
BOTH
Issued 11/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2007
Series 4 - Registered Options Principal Examination
BC
Issued 05/12/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/13/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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