Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Nugent Sullivan is a financial professional with experience in the industry since August 8, 2013. Edward is currently registered with Houlihan Lokey Capital, Inc. in New York. Previously, Edward has worked for UBS Securities LLC, RBC Capital Markets, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Edward is licensed to conduct business in New York and has passed the Series 63, SIE and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/22/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
10/13/2021 - 05/13/2024
UBS SECURITIES LLC (New York NY)
NY
06/04/2018 - 10/19/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
07/22/2013 - 05/16/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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