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Edward Noah Liberman

Wells Fargo Securities, LLC

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About Edward Noah Liberman

Edward Noah Liberman is a financial advisor with Wells Fargo Securities, LLC. Edward Liberman is registered with FINRA and holds the following licenses: Series 7, Series 63, Series 57TO, Series 99TO and SIE. Edward Liberman has been in the securities industry since 2006. Prior to joining Wells Fargo Securities, LLC, Edward Liberman was employed by UBS Securities LLC and ING Financial Markets LLC. Edward Liberman is registered to conduct business in all states of the United States.

Firm Information

Edward Liberman is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Liberman’s Registration & Firm History

NY

05/30/2013 - Present

Wells Fargo Securities, LLC (New York NY)

NY

03/29/2007 - 04/12/2013

UBS SECURITIES LLC (NEW YORK NY)

NY

05/29/2006 - 04/02/2007

ING FINANCIAL MARKETS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/19/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/26/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Edward Noah Liberman.
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