Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Regan is a financial professional with a proven track record in the industry. Edward has experience with PNC Capital Markets LLC, J.P. MORGAN SECURITIES LLC, and AXA ADVISORS, LLC. Edward has a strong background in investment banking and has been registered in Texas since May of 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/02/2024 - Present
PNC Capital Markets LLC (Houston TX)
TX
04/13/2010 - 06/15/2012
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
05/25/2009 - 03/29/2010
AXA ADVISORS, LLC (HOUSTON TX)
BC
Issued 05/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2024
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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