Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Tompkins has been in the financial industry since 1993. Currently, Edward works as a registered representative and investment advisor for Osaic Wealth, Inc. Edward has held prior positions with SECURITIES AMERICA, INC., KMS FINANCIAL SERVICES, INC., CONTINENTAL INVESTORS SERVICES, INC., and INTERPACIFIC INVESTORS SERVICES, INC. Edward is registered as a broker-dealer and investment advisor in Arizona, California, Colorado, Idaho, Maryland, Minnesota, Montana, New Jersey, Oregon, Texas, Virginia, Washington, and Wyoming. Edward has earned the Series 7, Series 63, and Series 65 licenses and has also earned the SIE license. Edward also holds the designation of Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MT
06/14/2024 - Present
Osaic Wealth, Inc. (Bozeman MT)
MT
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Bozeman MT)
MT
10/09/1995 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Bozeman MT)
WA
08/09/1993 - 10/16/1995
CONTINENTAL INVESTORS SERVICES, INC. (LONGVIEW WA)
WA
02/22/1993 - 08/10/1993
INTERPACIFIC INVESTORS SERVICES, INC. (SEATTLE WA)
IA
Issued 06/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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