Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Michael Swan is a financial advisor with TD Private Client Wealth LLC. Edward Swan has been in the financial services industry since 1998. He is registered with the following states: Arizona, Colorado, Delaware, Ohio, and Pennsylvania. Edward Swan is also registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Edward Swan specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations. Edward Swan is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
04/29/2013 - Present
TD Private Client Wealth LLC (BENSALEM PA)
PA
02/26/2010 - 09/10/2012
CCO INVESTMENT SERVICES CORP. (JAMISON PA)
PA
10/01/2000 - 01/19/2010
WELLS FARGO ADVISORS, LLC (NEWTOWN PA)
NC
10/19/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
07/21/1997 - 09/23/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 01/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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