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Edward Michael Obuchowski

Ladenburg Thalmann & Co. Inc.

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About Edward Michael Obuchowski

Edward Michael Obuchowski is a financial advisor with Ladenburg Thalmann & Co. Inc. and Osaic Wealth, Inc. He has been in the securities industry since June 11, 2000. Edward Michael has a broad range of experience, including work at TRIAD ADVISORS LLC, Securities America, Inc., Woodbury Financial Services, Inc., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., Securities Service Network, LLC, KMS FINANCIAL SERVICES, INC., Investcorp, Inc., Charles Schwab & Co., Inc., and CyberTrader, Inc. Edward Michael is licensed to provide financial advice in Arizona.

Firm Information

Edward Obuchowski is currently registered with Ladenburg Thalmann & Co. Inc.. Ladenburg Thalmann & Co. Inc. is a Corporation formed on December 3, 1971. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 36 regulatory events and 14 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Obuchowski’s Registration & Firm History

NY

04/21/2020 - Present

Ladenburg Thalmann & Co. Inc. (NEW YORK NY)

GA

04/21/2020 - 08/23/2024

TRIAD ADVISORS LLC (ATLANTA GA)

NE

04/21/2020 - 08/19/2024

SECURITIES AMERICA, INC. (LAVISTA NE)

MN

05/23/2018 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

GA

05/23/2018 - 11/03/2023

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

05/23/2018 - 09/01/2023

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

TN

04/21/2020 - 11/23/2020

SECURITIES SERVICE NETWORK, LLC (KNOXVILLE TN)

WA

04/21/2020 - 11/06/2020

KMS FINANCIAL SERVICES, INC. (SEATTLE WA)

FL

04/21/2020 - 09/16/2020

INVESTACORP, INC. (MIAMI FL)

AZ

07/26/2007 - 04/12/2018

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

TX

05/03/2000 - 12/07/2007

CYBERTRADER, INC. (AUSTIN TX)

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Licenses & Designations

BC

Issued 07/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/2003

Series 4 - Registered Options Principal Examination

BC

Issued 06/14/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2003

Series 3 - National Commodity Futures Examination

BC

Issued 11/14/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Edward Michael Obuchowski.
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