Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Foley is a financial advisor registered with UBS Financial Services Inc. Edward Foley is a registered representative with 26 years of experience in the securities industry. Edward Foley has been with UBS Financial Services Inc. since December 2012. Edward Foley has passed the Series 63, 66, 24, 3, 7, and SIE examinations. Edward Foley is registered in 26 states, including New York, New Jersey, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/13/2019 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
04/10/2006 - 12/21/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/24/2001 - 04/12/2006
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NA
11/28/1989 - 11/30/1990
TAI SECURITIES CORP.
NA
12/17/1986 - 12/06/1988
TURCAN FINANCIAL GROUP, INC.
NA
12/17/1985 - 11/25/1986
IDS MARKETING CORPORATION
BOTH
Issued 01/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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