Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Michael Brennan is an investment advisor representative currently registered with UBS Financial Services Inc. Edward has been in the financial services industry since June 1993. Edward previously held positions at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHASE INVESTMENT SERVICES CORP. and PRINCOR FINANCIAL SERVICES CORPORATION. Edward has a broad background in investment advisory services, including portfolio management for individuals and businesses, financial planning, and pension consulting. Edward is also registered to offer securities and advisory services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
12/19/2023 - Present
UBS Financial Services Inc. (STAMFORD CT)
CT
05/18/2011 - 06/16/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORWALK CT)
CT
05/28/2009 - 04/12/2011
CHASE INVESTMENT SERVICES CORP. (DARIEN CT)
CT
01/12/2009 - 05/29/2009
PRINCOR FINANCIAL SERVICES CORPORATION (NORWALK CT)
CT
01/26/2006 - 12/31/2008
PRINCOR FINANCIAL SERVICES CORPORATION (NORWALK CT)
NY
11/06/2002 - 07/20/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
07/24/2000 - 04/19/2002
ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)
NY
08/22/1996 - 07/12/1999
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
NY
02/14/1991 - 07/16/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/13/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/03/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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