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Edward Merrill Smith

Keystone Capital Markets

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About Edward Merrill Smith

Edward Merrill Smith is a securities professional with over 20 years of experience in the financial services industry. Edward has held various roles at prominent firms, including US Capital Global Securities, LLC, LA Honda Advisors LLC, and US Arma Partners LP. Edward currently holds the Series 7, 24, 27, 63, 99TO and SIE licenses. Edward is registered in California, Indiana, New York, and Texas. Edward is currently affiliated with Keystone Capital Markets.

Firm Information

Edward Smith is currently registered with Keystone Capital Markets. Keystone Capital Markets is a Limited Liability Company formed in April 2017. The firm is registered in Arizona, California, Colorado, Florida, Hawaii, Illinois, Nevada, Ohio, Tennessee, Utah, and Washington, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Smith’s Registration & Firm History

CA

04/27/2023 - Present

Keystone Capital Markets (IRVINE CA)

NY

03/22/2023 - 11/09/2023

XTON FINANCIAL LLC (NEW YORK NY)

NY

07/03/2012 - 11/01/2022

XTON FINANCIAL (NEW YORK NY)

NY

12/02/2013 - 02/26/2018

FRANK CRYSTAL CAPITAL, INC. (NEW YORK NY)

CA

05/02/2013 - 06/16/2016

CIRCLEUP (SAN FRANCISCO CA)

CA

05/01/2001 - 04/06/2016

LIBERTY GROUP, LLC (OAKLAND CA)

CA

04/24/2014 - 11/20/2015

FLYING CLOUD SECURITIES LLC (SAN FRANCISCO CA)

CA

07/20/2010 - 10/14/2014

BURRILL SECURITIES (SAN FRANCISCO CA)

CA

07/16/2010 - 02/05/2013

SHORELINE PACIFIC, LLC (SAN FRANCISCO CA)

CA

07/19/2010 - 08/13/2010

VIANT CAPITAL LLC (SAN FRANCISCO CA)

NY

01/20/1999 - 08/07/2001

KW SECURITIES CORPORATION (SELDEN NY)

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Licenses & Designations

BC

Issued 02/03/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2006

Series 24 - General Securities Principal Examination

BC

Issued 02/20/2001

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/14/1999

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Merrill Smith.
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