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Edward Matthew Maier

Lockton Investment Securities, LLC

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About Edward Matthew Maier

Edward Maier is a financial advisor with over 8 years of experience in the financial services industry. Edward is currently registered with Lockton Investment Securities, LLC in Kansas City, Missouri. Previously, Edward was affiliated with Cetera Advisor Networks LLC in Chicago, Illinois and Retirement Capital Group Securities, Inc. in San Diego, California. Edward is a Series 6, Series 63, and SIE licensed professional.

Firm Information

Edward Maier is currently registered with Lockton Investment Securities, LLC. Lockton Investment Securities, LLC is a Limited Liability Company formed in May 2016. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Maier’s Registration & Firm History

MO

08/01/2018 - Present

Lockton Investment Securities, LLC (KANSAS CITY MO)

IL

05/20/2011 - 07/17/2018

CETERA ADVISOR NETWORKS LLC (CHICAGO IL)

CA

04/07/2010 - 05/23/2011

RETIREMENT CAPITAL GROUP SECURITIES, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 09/10/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Matthew Maier.
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