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Edward Martin Rubin

TD Securities (usa) LLC

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About Edward Martin Rubin

Edward Rubin is a registered representative with TD Securities (usa) LLC. Edward has been in the financial services industry since 1990 and has held previous positions at Deutsche Bank Securities Inc., Merrill Lynch Government Securities Inc. (\"MLGSI\"), Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Kidder, Peabody & Co. Incorporated. Edward is licensed in New York and has passed the Series 3, 7, 9, 10, 24, 63, 72, and SIE exams.

Firm Information

Edward Rubin is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Rubin’s Registration & Firm History

NY

06/18/2015 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

05/30/1996 - 11/06/2014

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/21/1995 - 06/17/1996

MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)

NY

04/06/1995 - 06/17/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

12/19/1989 - 03/17/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/17/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/16/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/23/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 11/02/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2001

Series 3 - National Commodity Futures Examination

BC

Issued 12/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Edward Martin Rubin.
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