Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Rosenberg is a financial advisor with Cetera Investment Advisers LLC. Edward has been in the financial industry since 1985. Cetera Investment Advisers LLC is a financial advisory firm that provides a range of services to individuals, families, and businesses. The firm specializes in financial planning, portfolio management, and investment advisory services. Edward is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/02/2023 - Present
Cetera Investment Advisers LLC (SARASOTA FL)
FL
03/25/2013 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (SARASOTA FL)
FL
12/14/2011 - 03/26/2013
WADDELL & REED, INC. (ST. PETERSBURG FL)
FL
01/27/2009 - 07/15/2010
JESUP & LAMONT SECURITIES CORP (SARASOTA FL)
FL
12/12/2005 - 12/23/2008
EMPIRE FINANCIAL GROUP, INC. (SARASOTA FL)
AL
05/10/2004 - 09/26/2005
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
FL
09/23/2003 - 03/19/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
TN
03/25/1999 - 09/24/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NJ
11/21/1994 - 03/10/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 11/11/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
03/31/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/13/1989 - 03/25/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
10/30/1989 - 11/13/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/08/1987 - 11/08/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
05/26/1987 - 11/19/1987
FSC SECURITIES CORPORATION
NA
03/31/1986 - 05/07/1987
ISFA CORPORATION
NA
12/21/1983 - 02/07/1985
CITIZENS FINANCIAL SECURITIES CORPORATION
IA
Issued 8/31/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/9/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/9/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Edward Rosenberg is the right advisor for you? Invested Better is here to help.
