Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Stephens is an investment advisor representative at Osaic Wealth, Inc. Edward has over 38 years of experience in the financial services industry. Edward is registered with the Securities and Exchange Commission (SEC) and holds a Series 63, Series 66, and Series 7 licenses. Edward is also registered in the following states: Arizona, California, Colorado, Florida, Hawaii, Idaho, Missouri, Montana, Nevada, New Mexico, New York, Oregon, Texas, and Washington. Edward provides financial planning, pension consulting, educational seminars, and portfolio management services to individuals and businesses. Edward also has extensive experience in estate and gift taxation and business consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/03/2023 - Present
Osaic Wealth, Inc. (SANTA ROSA CA)
CA
03/22/1989 - 11/03/2023
FSC SECURITIES CORPORATION (SANTA ROSA CA)
NY
05/03/1999 - 12/18/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
09/30/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
01/01/1988 - 12/31/1988
FSC SECURITIES CORPORATION
NA
08/21/1985 - 12/11/1987
CIGNA SECURITIES, INC.
BOTH
Issued 06/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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