Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Marks is a registered representative with Finalis Securities LLC. Edward has been in the securities industry since 2018. He is licensed to sell securities in New Jersey and Virginia. Edward holds the Series 7, Series 86, Series 87, Series 63, and Series 82TO licenses. He previously worked as a registered representative for Ladenburg Thalmann & Co. Inc. and H.C. Wainwright & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/19/2024 - Present
Finalis Securities LLC (New York NY)
NY
05/08/2020 - 10/14/2021
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
11/27/2018 - 04/20/2020
H.C.WAINWRIGHT & CO., LLC (NEW YORK NY)
BC
Issued 02/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/04/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/17/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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