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Edward Mark Wolfe

Wolfe Research Securities

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About Edward Mark Wolfe

Edward Wolfe has been in the securities industry since May 4, 2000. Currently, Edward is a registered representative at Wolfe Research Securities. Previously, Edward worked at BEAR, STEARNS & CO. INC. and SCHRODER & CO. INC. Edward has a broad range of experience in the securities industry, including investment banking, research, and operations. Edward is licensed in 13 states, including Arizona, Delaware, Florida, Indiana, Kentucky, Michigan, New Jersey, New York, Ohio, Oklahoma, Oregon, Pennsylvania, and Texas. Edward is also a Series 24, Series 79TO, Series 99TO, Series 16, Series 86, Series 87, and SIE exam holder.

Firm Information

Edward Wolfe is currently registered with Wolfe Research Securities. Wolfe Research Securities is a Limited Liability Company formed in August 2009. It is registered with the SEC and is licensed to operate in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Wolfe’s Registration & Firm History

NY

05/26/2010 - Present

Wolfe Research Securities (New York NY)

NY

09/24/1999 - 04/16/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

03/06/1997 - 09/01/1998

SCHRODER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/24/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2004

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 09/24/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/24/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/03/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Mark Wolfe.
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