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Edward Manuel Baquet

Thinkequity LLC

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About Edward Manuel Baquet

Edward Manuel Baquet is a Registered Representative associated with Thinkequity LLC. Edward has been in the securities industry since 2007. Edward is licensed to conduct business in New York. The firm is located at 17 State Street, 41st Floor, New York, NY 10004.

Firm Information

Edward Baquet is currently registered with Thinkequity LLC. Thinkequity LLC is a Limited Liability Company formed on August 13, 2021. The firm is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Thinkequity LLC has been the subject of 8 Regulatory Events, 3 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Baquet’s Registration & Firm History

NY

08/23/2018 - Present

Thinkequity LLC (NEW YORK NY)

NY

07/07/2005 - 12/16/2016

FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/26/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2008

Series 24 - General Securities Principal Examination

BC

Issued 12/06/2006

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/06/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Edward Manuel Baquet.
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