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Edward M Peterson

Transamerica Financial Advisors, Inc.

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About Edward M Peterson

Edward Peterson is a financial advisor at Transamerica Financial Advisors, Inc. in Plano, TX. Edward has been in the financial industry for over 25 years. Edward is licensed to provide investment advice in California and Texas. Edward holds a variety of licenses, including Series 6, 7, 9, 10, 63, and 66. Edward has a proven track record of helping clients achieve their financial goals. Edward is dedicated to providing personalized financial advice to his clients.

Firm Information

Edward Peterson is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Edward Peterson’s Registration & Firm History

TX

06/10/2021 - Present

Transamerica Financial Advisors, Inc. (PLANO TX)

TX

04/27/2016 - 08/22/2016

NYLIFE SECURITIES LLC (DALLAS TX)

TX

08/12/2013 - 04/25/2014

ARGENTUS SECURITIES, LLC (DALLAS TX)

TX

07/07/1995 - 11/05/2012

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

RI

06/22/1994 - 01/20/1995

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 06/10/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/12/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1997

Series 7 - General Securities Representative Examination

BC

Issued 06/21/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward M Peterson.
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