Unclaimed
Edward Louis Wessel has been in the financial industry since 2004 and currently holds a Series 7, 9, 10, 63 and SIE. Edward is a registered representative with National Financial Services LLC. He is located in Covington, Kentucky and has been with the firm since March 2022. Edward previously worked at Fidelity Brokerage Services LLC and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
03/22/2022 - Present
National Financial Services LLC (COVINGTON KY)
KY
02/02/2005 - 02/08/2022
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
MO
12/09/2003 - 06/14/2004
EDWARD JONES (ST. LOUIS MO)
BC
Issued 12/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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