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Edward Louis Wessel

National Financial Services LLC

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About Edward Louis Wessel

Edward Louis Wessel has been in the financial industry since 2004 and currently holds a Series 7, 9, 10, 63 and SIE. Edward is a registered representative with National Financial Services LLC. He is located in Covington, Kentucky and has been with the firm since March 2022. Edward previously worked at Fidelity Brokerage Services LLC and Edward Jones.

Firm Information

Edward Wessel is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Wessel’s Registration & Firm History

KY

03/22/2022 - Present

National Financial Services LLC (COVINGTON KY)

KY

02/02/2005 - 02/08/2022

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

MO

12/09/2003 - 06/14/2004

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 12/11/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/22/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Louis Wessel.
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