Unclaimed
Edward Louis Vamprine has been a registered representative in the securities industry since June 16, 1994. Edward is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Louisiana and Texas. Previously, Edward has been registered with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Edward has passed the Series 31, Series 7 and Series 63 examinations, as well as the SIE and Series 65 examinations. Edward specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. Edward is a registered Investment Advisor Representative in Louisiana and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
10/02/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MANDEVILLE LA)
LA
06/01/2009 - 10/06/2009
MORGAN STANLEY SMITH BARNEY (COVINGTON LA)
LA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (COVINGTON LA)
LA
06/17/1994 - 04/02/2007
MORGAN STANLEY DW INC. (NEW ORLEANS LA)
IA
Issued 02/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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