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Edward Louis Kaiser

Equitable Distributors, LLC

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About Edward Louis Kaiser

Edward Kaiser is a financial professional with over 15 years of experience in the industry. Edward is currently registered with Equitable Distributors, LLC and holds Series 6, 7TO, and 63 licenses. Edward has previously been associated with Allianz Life Financial Services, LLC, Questar Capital Corporation, and Foresters Equity Services, Inc. Edward is licensed to provide financial services in Minnesota.

Firm Information

Edward Kaiser is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Kaiser’s Registration & Firm History

NC

05/23/2022 - Present

Equitable Distributors, LLC (Charlotte NC)

MN

11/19/2014 - 05/16/2022

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

MN

02/18/2014 - 11/03/2014

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

MN

05/24/2012 - 12/12/2013

ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)

CA

12/13/2006 - 10/26/2011

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 04/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/12/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Louis Kaiser.
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