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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Lorne Dawson is a financial advisor with UBS Financial Services Inc. Edward has been in the industry since 1983. He is registered in 33 states and the District of Columbia for securities and in California and Texas for investment advisory services. Edward has a wide range of experience having worked for several firms including Wells Fargo Clearing Services, LLC, Sutro & Co. Incorporated, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, Dean Witter Reynolds Inc., and Boettcher & Company, Inc. Edward offers a variety of services to his clients, including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. He is committed to providing his clients with the highest quality of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
03/29/2021 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
10/15/2001 - 02/22/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
03/26/1997 - 10/18/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NJ
01/28/1995 - 03/21/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/27/1987 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
05/08/1984 - 03/19/1987
DEAN WITTER REYNOLDS INC.
NA
06/21/1983 - 04/10/1984
BOETTCHER & COMPANY, INC.
IA
Issued 02/24/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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