Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Leo Hogan is a managing partner at Rock Elm Capital Management LLC. Edward Leo Hogan has over 20 years of experience in the financial services industry. Edward Leo Hogan's areas of expertise include portfolio management for businesses and pooled investment vehicles. Edward Leo Hogan has a Series 7, Series 24, Series 3, Series 63, and Series 65 license. Edward Leo Hogan is registered with the state of Connecticut as an investment advisor representative. Edward Leo Hogan previously worked at Standard Chartered Securities (North America) Inc., Citigroup Global Markets Inc., Citicorp Investment Services, Warburg Dillon Read LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
General consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CT
07/20/2017 - Present
Rock ELM Capital Management LLC (DARIEN CT)
NY
08/24/2009 - 05/04/2015
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
NY
10/11/2002 - 05/06/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/22/1999 - 10/18/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/24/1997 - 10/28/1999
WARBURG DILLON READ LLC (NEW YORK NY)
NY
08/16/1996 - 07/24/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/15/1993 - 09/12/1995
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/20/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/24/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/2003
Series 24 - General Securities Principal Examination
BC
Issued 06/29/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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