Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Lee is a securities professional with over 18 years of experience in the financial services industry. Edward currently works as a registered representative at Mizuho Securities USA LLC. Prior to this role, Edward was a registered representative at Raymond James & Associates, Inc., Credit Suisse Securities (USA) LLC, and Jefferies & Company, Inc. Edward is licensed in all 50 states and the District of Columbia and holds the Series 7, 24, 63, 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/29/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
12/06/2019 - 11/04/2020
RAYMOND JAMES & ASSOCIATES, INC. (New York NY)
NY
07/07/2011 - 04/12/2019
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/29/2004 - 07/05/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 07/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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