Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Lawrence Rose is a financial advisor with over 30 years of experience in the securities industry. Edward has been registered with Maxim Group LLC since 2002 and previously held positions at M VEST LLC, InvestEC Ernst & Company, and Royce Investment Group, Inc. Edward is a licensed Series 7, Series 24, and Series 63 registered representative. Edward holds the SIE certification. Edward's current registrations include Florida, California, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/25/2002 - Present
Maxim Group LLC (Miami Beach FL)
NY
01/08/2019 - 10/15/2021
M VEST LLC (New York NY)
NY
10/29/1999 - 10/25/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
06/24/1992 - 10/29/1999
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NY
01/19/1988 - 11/26/1990
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BC
Issued 02/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Edward Rose is the right advisor for you? Invested Better is here to help.
