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Edward Lavender Moseley

PHX Financial, Inc.

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About Edward Lavender Moseley

Edward Lavender Moseley is a financial professional with over 40 years of experience in the industry. Edward is currently registered with PHX Financial, Inc. and is active in providing financial advice and services to clients. Edward has a wide range of experience with several firms including LINCOLN DOUGLAS INVESTMENTS, LLC, TERRANOVA CAPITAL EQUITIES, INC, WUNDERLICH SECURITIES, INC., and many others. Edward holds FINRA Series 7, Series 5, Series 63, Series 65, and SIE licenses. Edward holds registrations in multiple states including Florida, Georgia, Kansas, Mississippi, New York, North Carolina, South Carolina and Texas.

Firm Information

Edward Moseley is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Moseley’s Registration & Firm History

FL

11/23/2021 - Present

PHX Financial, Inc. (Fort Lauderdale FL)

OH

04/04/2012 - 12/31/2020

LINCOLN DOUGLAS INVESTMENTS, LLC (MT. VERNON OH)

NY

08/27/2010 - 04/05/2012

TERRANOVA CAPITAL EQUITIES, INC (NEW YORK NY)

GA

03/01/2007 - 03/23/2010

WUNDERLICH SECURITIES, INC. (ATLANTA GA)

OH

03/08/1995 - 03/01/2007

CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)

NY

02/26/1993 - 02/23/1995

NORTHRIDGE CAPITAL CORPORATION (MELVILLE NY)

GA

03/11/1991 - 11/16/1992

ARGENT SECURITIES, INC. (ATLANTA GA)

NA

11/17/1989 - 02/14/1991

GLOBAL AMERICA INCORPORATED

NA

04/24/1986 - 11/20/1989

H.A. KENNING INVESTMENTS,INC.

NA

06/19/1984 - 05/16/1986

PRUDENTIAL-BACHE SECURITIES INC.

NA

06/21/1983 - 06/12/1984

MORGAN KEEGAN & COMPANY, INC.

NA

05/12/1980 - 06/02/1983

SHEARSON/AMERICAN EXPRESS INC.

NA

03/01/1977 - 07/08/1980

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

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Licenses & Designations

IA

Issued 03/23/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1981

Series 5 - Interest Rate Options Examination

BC

Issued 02/19/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 9 public disclosures for Edward Lavender Moseley. Review regulatory record here.
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