Unclaimed
Edward Laurence Fishman is a securities professional with over 27 years of experience in the industry. Edward is currently registered with D.e. Shaw Securities, LLC and is licensed in 52 states. Edward was previously registered with D. E. Shaw Valence, L.L.C., D. E. Shaw Investments, L.P. and D. E. Shaw Securities, L.P. Edward holds FINRA Series 3, 7, 24, 63, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/20/2000 - Present
D.e. Shaw Securities, LLC (NEW YORK NY)
NY
11/30/2000 - 10/19/2005
D. E. SHAW VALENCE, L.L.C. (NEW YORK NY)
NY
01/18/1996 - 06/11/2001
D. E. SHAW INVESTMENTS, L.P. (NEW YORK NY)
NY
11/01/1995 - 02/08/1996
D. E. SHAW SECURITIES, L.P. (NEW YORK NY)
BC
Issued 11/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2017
Series 3 - National Commodity Futures Examination
BC
Issued 10/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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