Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Lamont Thomas is an active financial advisor with over 20 years of experience in the industry. Edward is registered in California, Florida, North Carolina, Texas, and Washington and is a registered representative with LPL Enterprise, LLC. Edward has been with LPL Enterprise, LLC since November 2024, where he provides financial planning and portfolio management services for individuals and businesses. Previously, Edward was with Waddell & Reed from December 2012 to December 2018, and Wells Fargo Securities, LLC from February 2002 to June 2009. Edward is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/14/2024 - Present
LPL Enterprise, LLC (WALNUT CREEK CA)
CA
03/05/2013 - 12/31/2018
WADDELL & REED (CAMPBELL CA)
CA
02/01/2002 - 06/26/2009
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
NY
04/17/2000 - 09/27/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/02/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 04/14/2000
CHASE SECURITIES INC. (NEW YORK NY)
CA
04/21/1997 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BOTH
Issued 05/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2007
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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