Unclaimed
Edward Malicdem is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has over 20 years of experience in the financial services industry. Edward is registered with the Securities and Exchange Commission and has held positions with a number of financial institutions including Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated. Edward is a Series 66, Series 10, Series 9, Series 31, and Series 7 licensed professional. Edward holds a number of certifications, including the Securities Industry Essentials Examination (SIE). Edward is a member of the advisory board of Search to Involve Pilipino Americans and is a committee member of the St. Dominic Church fundraising campaign. Edward is also registered with the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/24/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
CA
06/01/2009 - 06/07/2010
MORGAN STANLEY SMITH BARNEY (GLENDALE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (GLENDALE CA)
CA
01/01/2002 - 04/02/2007
MORGAN STANLEY DW INC. (GLENDALE CA)
BOTH
Issued 01/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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