Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward L Caruth is a registered investment advisor representative with B. Riley Wealth Advisors, Inc. Edward has been in the securities industry since September 8, 2008. Edward holds a Series 7 and Series 66 license. Edward has been registered in Pennsylvania since December 12, 2019, and in Texas since August 6, 2021. In addition to B. Riley Wealth Advisors, Inc., Edward has also worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and National Securities Corporation. Edward offers investment advisory services, financial planning, and portfolio management for individuals and businesses. Edward is also a licensed insurance agent and markets health-related products through Twin Flame Energy LLC. Edward is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
08/06/2021 - Present
B. Riley Wealth Advisors, Inc. (BANGOR PA)
NJ
07/08/2016 - 07/22/2022
NATIONAL SECURITIES CORPORATION (MORRISTOWN NJ)
PA
09/09/2008 - 07/11/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALLENTOWN PA)
BOTH
Issued 10/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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