Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Kleinman is an investment advisor representative with Raymond James & Associates, Inc. based in Hallandale Beach, FL. Edward has been in the industry since 1997 and has a wide range of experience in securities. Edward has also held previous positions at Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, West America Securities Corp, and Investors Associates, Inc. Edward Kleinman is registered in 41 states and is also an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/18/2018 - Present
Raymond James & Associates, Inc. (Hallandale Beach FL)
FL
07/26/2010 - 09/17/2018
MORGAN STANLEY (WEST PALM BEACH FL)
FL
07/26/1999 - 05/25/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
NV
02/04/1997 - 10/28/1998
WEST AMERICA SECURITIES CORP (LAS VEGAS NV)
NJ
05/15/1996 - 11/12/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
IA
Issued 06/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/10/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Edward Kleinman is the right advisor for you? Invested Better is here to help.
