Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Kenneth Simms is a financial professional with over 30 years of experience in the financial services industry. Edward is currently registered with The Leaders Group, Inc. and has a broad range of experience in the financial industry. Edward has held various positions at several firms over the years, including VOYA FINANCIAL ADVISORS, INC., HARTFORD EQUITY SALES COMPANY INC., NEW ENGLAND SECURITIES and WATERHOUSE SECURITIES, INC.. Edward holds several licenses and certifications including Series 3, Series 7, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/21/2016 - Present
THE Leaders Group, Inc. (LITTLETON CO)
KS
08/06/2009 - 11/21/2016
VOYA FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)
CT
04/22/2002 - 07/21/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NY
12/05/1994 - 04/16/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
NE
06/17/1993 - 12/01/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
IA
Issued 03/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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