Unclaimed
Edward Lian is a financial professional with over 7 years of experience in the financial services industry. Edward is currently registered with Moomoo Financial Inc., located in Jersey City, NJ. Edward has held previous roles with firms such as Robinhood Financial, LLC and Raymond James & Associates, Inc.. Edward holds a variety of licenses and registrations including Series 7, 24, 52, 53, 31, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
01/10/2023 - Present
Moomoo Financial Inc. (JERSEY CITY NJ)
FL
12/23/2020 - 01/09/2023
ROBINHOOD FINANCIAL, LLC (LAKE MARY FL)
CA
12/23/2020 - 01/09/2023
ROBINHOOD SECURITIES, LLC (MENLO PARK CA)
FL
05/17/2018 - 11/30/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
05/17/2018 - 11/30/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
08/01/2016 - 05/15/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/30/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/17/2018
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 07/21/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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