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Edward Karaban

First Brokers Securities LLC

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About Edward Karaban

Edward Karaban is a financial professional with over 20 years of experience in the industry. Edward is currently registered with First Brokers Securities LLC and is located in Jersey City, New Jersey. Edward has previously worked with a number of firms including BGC FINANCIAL, L.P., CHAPDELAINE & CO., and MML INVESTORS SERVICES, INC. Edward holds Series 6, 7, and 63 licenses. Edward is a licensed securities professional in Florida, New Jersey, and New York.

Firm Information

Edward Karaban is currently registered with First Brokers Securities LLC. First Brokers Securities LLC is a Limited Liability Company formed in November 2003. The firm is registered with the Securities and Exchange Commission and in 7 states, including California, Connecticut, Florida, New Jersey, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Edward Karaban’s Registration & Firm History

NJ

10/17/2018 - Present

First Brokers Securities LLC (JERSEY CITY NJ)

NY

08/11/2011 - 07/03/2018

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

01/24/2007 - 08/09/2011

CHAPDELAINE & CO. (NEW YORK NY)

NY

12/05/2005 - 01/11/2007

CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)

MA

06/02/2005 - 11/17/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NY

06/11/2004 - 01/24/2005

PLATINUM FINANCIAL SERVICES LLC (NEW YORK NY)

AZ

07/10/2003 - 06/18/2004

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

OH

11/21/2001 - 03/20/2003

CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 06/18/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2006

Series 7 - General Securities Representative Examination

BC

Issued 11/20/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Edward Karaban.
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