Unclaimed
Edward K. Weld is a financial professional with over 15 years of experience in the industry. Edward is currently registered with Ares Management Capital Markets LLC. Edward has also held previous roles at JMP Securities LLC, Deutsche Bank Securities Inc., RBC Dominion Securities Corporation, Gleacher & Co. LLC, and NatWest Finance Inc.. Edward holds a Series 63, Series 7, Series 79, and SIE licenses. Edward is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/11/2016 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
08/06/2014 - 02/03/2016
JMP SECURITIES LLC (NEW YORK NY)
NY
10/04/2006 - 11/04/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/05/2000 - 06/09/2003
RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)
NY
06/29/1999 - 04/27/2000
GLEACHER & CO. LLC (NEW YORK NY)
NY
03/11/1998 - 06/29/1999
NATWEST FINANCE INC. (NEW YORK NY)
BC
Issued 04/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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