Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Douglass is a financial advisor at J.P. Morgan Securities LLC, based in Denver, CO. Edward has been in the industry since 2009, and currently holds licenses in Colorado and Texas. Edward has a diverse background in the financial services industry, having previously worked at Transamerica Capital, Inc., Northern Trust Securities, Inc., UBS Financial Services Inc., and Uhlmann Price Securities, LLC. Edward's experience spans multiple areas of financial advising, including portfolio management for individuals and businesses, financial planning, and pension consulting. Edward is dedicated to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CO
11/17/2022 - Present
J.p. Morgan Securities LLC (Denver CO)
CO
08/05/2014 - 12/17/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IL
05/18/2012 - 07/29/2014
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
05/13/2011 - 05/21/2012
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
03/15/2007 - 10/16/2008
UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)
BOTH
Issued 02/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Edward Douglass is the right advisor for you? Invested Better is here to help.
