Unclaimed
Edward Takvor is a registered representative with Scotia Capital (usa) Inc. based in New York, NY. Edward Takvor has over 17 years of experience in the securities industry and holds Series 63, 24, 7 and SIE licenses. He has held previous roles with HSBC Securities (USA) Inc., Credit Suisse Securities (USA) LLC, MUFG Securities Americas Inc., TD Securities (USA) LLC, and Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/07/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
08/12/2021 - 09/28/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
11/14/2017 - 09/03/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/27/2013 - 07/13/2016
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
09/23/2010 - 01/30/2013
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
10/26/2006 - 06/29/2010
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
02/21/2006 - 10/10/2006
ABN AMRO INCORPORATED (NEW YORK NY)
NY
12/18/2002 - 07/08/2005
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 02/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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