Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Sullivan is a financial advisor at LPL Financial LLC. Edward has been in the financial industry since 1998 and is registered in New Jersey and New York. Edward's previous employers include Royal Alliance Associates, Inc., Raymond James Financial Services, Inc., UBS Financial Services Inc., and AXA Advisors, LLC. Edward is a Certified Financial Planner and holds the Series 6, 7, 63, and 65 licenses. Edward is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/21/2022 - Present
LPL Financial LLC (SCOTCH PLAINS NJ)
NJ
07/29/2016 - 01/25/2022
ROYAL ALLIANCE ASSOCIATES, INC. (HOLMDEL NJ)
NJ
07/20/2016 - 07/28/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (BERNARDSVILLE NJ)
NJ
09/24/2009 - 07/21/2016
ROYAL ALLIANCE ASSOCIATES, INC. (COLTS NECK NJ)
NY
03/14/2006 - 10/01/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
02/25/1998 - 03/21/2006
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/25/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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