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Edward Joseph Shanahan

Northwestern Mutual Investment Services, LLC

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About Edward Joseph Shanahan

Edward Shanahan is a financial advisor with Northwestern Mutual Investment Services, LLC, a firm that has been active in the industry since 1992. Edward has been in the industry since 1987 and has a strong track record of success. Edward is registered in 44 states, holds several licenses, and has extensive experience in providing financial advice.

Firm Information

Edward Shanahan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Edward Shanahan’s Registration & Firm History

VA

10/26/1992 - Present

Northwestern Mutual Investment Services, LLC (RESTON VA)

WI

10/06/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NY

04/10/1989 - 08/07/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

HI

08/20/1987 - 03/13/1989

PAN OCEANIC INVESTMENTS, INC. (HONOLULU HI)

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Licenses & Designations

BOTH

Issued 08/02/2005

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/25/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/29/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 09/02/1988

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Edward Joseph Shanahan.
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