Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Moffitt is a financial advisor who has been in the industry since 1997. Edward is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2013. Edward has also been previously registered with Raymond James & Associates, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Edward specializes in providing investment consulting services to institutional clients. Edward is a Certified Financial Planner and is registered to offer securities in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
11/08/2019 - Present
Wells Fargo Clearing Services, LLC (BEVERLY MA)
MA
12/05/2008 - 07/22/2013
RAYMOND JAMES & ASSOCIATES, INC. (WELLESLEY HILLS MA)
MA
12/10/1997 - 12/10/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BURLINGTON MA)
BOTH
Issued 12/29/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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