Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Edward? Claim Your ProfileEdward Joseph Laux is a financial advisor with over 39 years of experience in the industry. Edward is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously held positions with OLIVETREE FINANCIAL, LLC, CRT CAPITAL GROUP LLC, G-2 TRADING,LLC, CANTOR FITZGERALD & CO., KEVIN DANN & PARTNERS, LLC, SCHONFELD SECURITIES, LLC, ABN AMRO INCORPORATED, THE CHICAGO CORPORATION, PAINEWEBBER INCORPORATED and KIDDER, PEABODY & CO. INCORPORATED. Edward is a Series 7, Series 24, Series 55, Series 63, Series 65 and SIE licensed professional. Edward also holds registrations in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/15/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
CT
07/20/2015 - 03/16/2017
OLIVETREE FINANCIAL, LLC (STAMFORD CT)
CT
06/27/2012 - 04/23/2015
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
08/04/2011 - 06/20/2012
G-2 TRADING,LLC (NEW YORK NY)
NY
01/21/2003 - 03/01/2011
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
11/06/2001 - 01/21/2003
KEVIN DANN & PARTNERS, LLC (NEW YORK NY)
NY
02/27/2001 - 10/23/2001
SCHONFELD SECURITIES, LLC (JERICHO NY)
CT
01/02/1997 - 02/26/2001
ABN AMRO INCORPORATED (STAMFORD CT)
IL
01/09/1995 - 01/02/1997
THE CHICAGO CORPORATION (CHICAGO IL)
NJ
01/28/1995 - 01/25/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/23/1981 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 04/12/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 03/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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