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Edward Joseph Horvath

Aegis Capital Corp.

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About Edward Joseph Horvath

Edward Horvath is a financial professional with over 27 years of experience in the industry. He is currently registered with Aegis Capital Corp., where he has been since 2010. Prior to that, he was with Gunnallen Financial, Inc., Raymond James Financial Services, Inc., Robert Thomas Securities, Inc., Roan Capital Partners L.P., Josephthal Lyon & Ross Incorporated, and D. Blech & Company, Incorporated.

Firm Information

Edward Horvath is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Edward Horvath’s Registration & Firm History

NY

04/09/2010 - Present

Aegis Capital Corp. (MELVILLE NY)

NY

06/16/2006 - 03/30/2010

GUNNALLEN FINANCIAL, INC (CARLE PLACE NY)

NY

01/04/1999 - 06/21/2006

RAYMOND JAMES FINANCIAL SERVICES, INC. (SCARSDALE NY)

FL

12/11/1996 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NY

10/18/1995 - 12/16/1996

ROAN CAPITAL PARTNERS L.P. (NEW YORK NY)

NY

09/28/1994 - 10/26/1995

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

06/20/1994 - 10/27/1994

D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/13/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/07/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/27/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Edward Joseph Horvath. Review regulatory record here.
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